Company name: Itau USA Asset Management

Company size: 20 employees

Role in this company: Chief Risk Officer where I wrote all policies, oversaw personnel and performed the following: • Led risk management response to SEC during regulatory examination. • Conducted RCSA which led to the outsourcing of back office and performance calculation functions, which satisfied both a regulatory finding and a cost-saving for the asset manager. • Monitored in-house funds and separately managed accounts to ensure compliance with investment limits. • Calculated monthly performance of funds.

Company name: ITAÚ PRIVATE BANK

Company size: 150 employees

Role in this company: Head of Risk Management • Led transformative projects including the development of a new performance system. • Performed market risk analysis on structured notes. • Co-Chair of Credit Risk Committee at $11 billion private bank that approved $1 billion of secured lending. • Led Asset Liability Committee (ALCO) setting limits, DFAST calculation and Key Risk Indicators (KRIs). • Implemented Basel framework (Liquidity Coverage Ratio (“LCR”), Net Stable Funding Ratio (“NSFR”)).

Company name: CREDIT SUISSE

Company size: 100,000 employees

Role in this company: Director, Market and Liquidity Risk Management • Supervised and mentored a team of risk professionals who monitored and reported on the risks of the Structured Lending, Investment Grade, Emerging Markets and High Yield trading desks. • Performed due diligence and calculated risk metrics on structured lending trades that resulted in over $200 million of revenue. • Provided identification and assessment (RWA, DV01, Greek sensitivities, PD, LGD, VaR, and stress tests). Review and challlenge.